Webinar: Monitoring & supervision: Is your approach fit for purpose?

What's covered

  • What are your legal obligations and why do they matter?
  • How should you monitor and supervise (it’s not one size fits all)?
  • What are the consequences of not having adequate monitor and supervision processes and procedures?
  • Examples of good monitoring and supervision practices
  • Examples of poor monitoring and supervision practices
  • Case studies: from the small to the large end of town.
Price: $120.00
+ GST: $12.00
Total: $132.00
Date and Time
Wed, 15th July 2020
11:00 am- 12:00 pmWebinar
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In this session, Sarah Archer, Senior Associate,  will discuss all things “monitoring and supervision”.  There a number of legal obligations to monitor and supervise employees and representatives, including those under the AFSL and AML/CTF regimes, but what does it involve?  And why is it important?

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