Josh Wigney
LinkedinAssociateJosh joined Holley Nethercote in 2021 and advises on matters in the areas of financial services law and commercial law. Josh previously worked in-house, with a focus on anti-money laundering and counter-terrorism financing laws, corporate governance requirements, fleet leasing and general commercial law.
Favourite Quote
“Whether you Think You Can, or You Think You Can’t… You’re Right” – Henry Ford
My Thoughts
Currently trending: Interim stop orders – ASIC’s focus on design and distribution
07 Jul 2023When we think of trending, we think of what’s popular on Twitter or TikTok, and these trends generally don’t last longer than a couple of days to a week. When it comes to what’s “trending”…
How to be a Responsible Manager – Competence & Responsibilities
09 Nov 2022The Responsible Manager (RM) is one of the most important positions that an Australian Financial Services (AFS) Licensee has to maintain. They are the person (or, more likely, persons) who demonstrates the organisation’s competence, and…
ASIC cracks down on financial advisers and licensees
09 Aug 2022Financial advisers and their licensees, take note! ASIC is following up on advisers who haven’t yet completed the financial adviser exam. For most advisers, the thought of the financial adviser exam is likely to…