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Proposed Internal Dispute Resolution (IDR) Reporting Requirements
24 Nov 2017Since the Ramsay Review commenced in 2016, there has been significant progress toward a new framework for External Dispute Resolution (EDR) in Australia. The new framework will include the
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Product Intervention for CFDs issuers and Binary Options has landed in Australia. Read our top 6 FAQs
23 Aug 2019After years of speculation, product intervention in the CFDs sector has come to Australia. This article sets out the 8 conditions proposed by ASIC, and some of our commentary. As Australian lawyer
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Paying a member’s financial advice fees out of a super fund
29 Nov 2019An issue that regularly arises in relation to the provision of financial advice is whether the cost of that advice can be paid out of a superannuation fund of which the client is a member. That sup
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Outsourcing: How can you comply with an obligation without performing the function?
30 Mar 2020In times like these, are you confident that your business will continue to comply with its obligations where it has outsourced its functions? We explore strategies that your business can implement
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Our submission to Treasury’s Regulating Digital Asset Platforms Proposal Paper
08 Dec 2023Dear Director, RE: Regulating Digital Asset Platforms - Proposal Paper Thank you for the opportunity to provide feedback on Treasury’s Regulating Digital Asset Platforms Proposal Paper (the Pr
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Our submission to Treasury on Token Mapping
21 Mar 2023Dear Director, RE: Token Mapping Consultation Paper Thank you for the opportunity to provide feedback on Treasury’s Token Mapping Consultation Paper (the Consultation Paper). As set out in
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Our Submission to Consultation Paper: Modernising Australia’s AML/CTF regime
08 Jun 2023Dear Director, RE: Modernising Australia’s AML/CTF regime Thank you for the opportunity to provide feedback on proposed reforms to Australia’s anti-money laundering and counter-terrorism fin
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Our submission in relation to the Quality of Advice Review Consultation Paper – Proposals for Reform
19 Sep 2022Name/Organisation: Holley Nethercote Lawyers Questions Intended outcomes 1. Do you agree that advisers and product issuers should be able to provide personal advice to their cus
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Our feedback to Treasury’s issues paper ‘Quality of Advice Review’
10 Jun 2022Email: [email protected] Dear Ms Levy, RE: Quality of advice review – issues paper Thank you for the opportunity to provide feedback on Treasury’s issues paper Quality of Advic
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Ongoing Fee Arrangements – Frequently Asked Questions
07 Jul 2021We've received a few questions from clients about the new Ongoing Fee Arrangements (OFA), so our team of lawyers and consultants have teamed up to answer some of the most frequently asked qu