Ways we can help you
- Determining the appropriate authorisations needed for your AFSL
- Assessing potential Responsible Managers against ASIC’s RG 105 requirements
- Preparing and processing the e-licensing application on your behalf
- Assisting with preparing the numerous proofs required by ASIC (e.g. details of organisational expertise and Responsible Managers, compliance arrangements, risk management, etc.)
- Providing guidance and plain English instructions on proofs that must be prepared by you
- Reviewing an application prepared by you but not yet submitted to ASIC
- Acting as point of contact with the ASIC assessor considering the application.
AFSL Application / Variation Packages
While we would love to provide a standard pricing for AFSL applications and variations, after preparing hundreds of applications, we realise that standard pricing doesn’t work. Instead, we provide a tailored quote for our AFSL applications. Factors we consider in setting our price include:
- The authorisations being sought
- The number (and experience) of responsible managers you nominate
- The amount of support you are seeking to complete the application and supporting proof documents
- Whether you need access to a Compliance Manual
