Australian Prudential Regulation Authority (APRA) Applications

We have successfully assisted clients deal with ASIC and APRA in varying, considering and applying for bank licences.  We can help you deal with ASIC and APRA as part of a banking licence application.

See APRA’s licensing guidelines.

Ways we can help you

  • Advising on whether you require an ADI licence (this services is provided by  Holley Nethercote Lawyers)
  • Advising on APRA’s prudential standards and other requirements
  • Preparing the ADI or R-ADI application, including the necessary policies and procedures
  • Liaising with APRA and other regulators throughout the application process
  • Coordinating the application process with other licence applications (AFSL or ACL)
  • Acting as point of contact with the APRA assessor considering the application

 

 

Useful resources

Blog update
Current ASIC trends in AFSL and ACL applications and variations

Some of you reading may already hold a licence issued by ASIC, be it an AFSL, an ACL or both. If you’re not looking to set up a new business…

Responsible Manager Training
AFSL - Responsible Manager Workshop (Introduction)

Our half day course has been designed to provide you with an overview of the role of Responsible Managers, and how they fit within the broader regulatory framework.  The sessions…

Blog update
ASIC – no more Mr Nice Guy

Here’s what you can expect of ASIC after the Royal Commission and what you’ll need to do. In the wake of the Royal Commission and the criticisms of ASIC being…