Responsible Managers

We have worked with thousands of Responsible managers since licensing was introduced in 2004.

Some of the support we offer Responsible Managers includes:

  • Responsible Manager workshops and webinars
  • Quarterly forums for different industry groups
  • Regulatory updates through our Tailored Regulatory Exchange (T-REX)
  • Compliance manual/procedure templates

And in the coming months, we will be providing Responsible Managers with a way to access regulatory and compliance support – our HN Hub 

Legal Services & Support

We provide legal services for Responsible Managers, including:

  • Assistance with regulatory action
  • National Consumer Credit Protection Act, National Credit Code, ASIC Act and other regulatory obligations advice
  • Preparing, amending, interpreting and advising on authorised representative agreements
  • Developing and advising on corporate governance structures
  • Designing or providing legal “sign off” on Credit Guides, Financial Services Guides and other disclosure documents
  • Attendance at compliance committee meetings
  • Other business law services

How to select a Responsible Manager

Check out our Expert Interview with Senior Associate, Sam Hills, where we explore the topic of Responsible Managers and how to pick the right one for your business.

Upcoming Responsible Manager Courses

Our Responsible Manager Courses are one of the most attended and well regarded in the country.  We have both Introductory and Advanced courses running every month.

Contact us to find a course near you.

Enquire

Additional resources for Responsible Managers

Responsible Manager Training
AFSL - Responsible Manager Workshop (Introduction)

Our half day course has been designed to provide you with an overview of the role of Responsible Managers, and how they fit within the broader regulatory framework.  The sessions…

Blog update
Certified Wholesale - SMSFs and Accountant's Certificates

On 7 July 2017, ASIC issued a media release concerning action that it had taken over a particular example of perceived inappropriate use of accountant's certificates to treat investors as…

Webinar
FASEA Code of ethics & the code monitoring body

In this webinar, Holley Nethercote's senior associate, Rachel Erlich, and General Manager, Kath Bowler, will explore the Code of Ethics that comes into force on 1 January 2020. Each of…