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Our Non-Legal Services

AFSL Applications & ACL Applications - Compliance Support

Our licensing team is headed an ex-ASIC senior manager who oversaw the licensing team at ASIC.  Our licensing team has assisted hundreds of businesses successfully apply for an AFSL and ACL.

Responsible Manager Training for Directors, RMs and Compliance Professionals

Interactive regulatory training for Responsible Managers, Compliance Staff and Directors of Australian Financial Services licensees and Australian Credit licensees.

We understand the importance of industry involvement in law reform and policy development. That's why we have a dedicated team of experts who can help you make meaningful contributions to law reform processes.

We understand the importance of industry involvement in law reform and policy development.  Our team can help you make meaningful contributions to law reform processes.

 

 

Policies, templates and guides relating to running an AFSL, providing advice, AML/CTF and more

A library of compliance documents templates, policies, registers and information guides to help Australian Financial Services licensees and Australian Credit licensees.

 

Online compliance portal for Responsible Managers and Compliance Staff covering regulatory updates, templates and training.

Our online portal used by hundreds of Responsible Managers and Compliance Staff to stay on top of their compliance obligations.  Access the latest regulatory updates and developments, document templates and on-demand webinars.