Managing Compliance in the Wake of COVID-19

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Total: $132.00
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Webinar Type

With most licensees now operating fully online, and many businesses suffering financial hardship as a result of the COVID-19, you may be wondering how you can meet your compliance obligations in the current environment.

To help you in the process, Partner, Jesse Vermiglio, and Senior Associate, Naomi Fink will run a webinar to discuss the following topics:

  • Meeting your general licensee obligations, including day-to-day oversight
  • What obligations are scalable, and what this means
  • Tips and traps for obtaining client consent
  • What current risks should be reviewed on your risk management plan, and what new risks need to be added
  • Addressing AML/Know Your Client requirements

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